RIA Growth Tools

One of the keys to RIA growth is the ability to automate and streamline essential tasks, freeing you to focus on growing your business. Our innovative additions to Liberty help you do just that.

Janelle Brunke, Scrum Master
Contact Relationship Management (CRM)
Proposal Generation
Simple Account Opening
eSignature
Rep Analytics
Prospecting Tools
Sales Support
Contact Relationship Management (CRM)
To help you better manage your clients and prospect, we’ve built a contact relationship management module into Liberty. Now you can store all your client information and track your communications inside one authoritative records database that integrates directly with your book of business.
 
To make things even simpler, we also give you the ability to generate proposals directly from these records, automatically pre-populating forms with the most accurate, up-to-date information.
 

Contact Relationship Management CRM
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Proposal Generation
Paperwork can be a huge drain on your billable time — and on top of that, paperwork errors can be very costly to your business. Our goal is to fix that. 
 
Our automatic proposal generation capabilities streamline your workflow by enabling you to automatically pre-fill forms with data from your CRM, reducing manual data entry and chances for error. You can even incorporate the specific models you want to use for each account into these proposals.
Paperwork has never been this quick and simple, and it’s even easier once you add eSignature (see below).
 
proposal generation
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Simple Account Opening
When you are ready to open an account, all the data you’ve collected in Liberty’s contact manager and through the proposal generation tool is passed directly into the newly opened account — so that there are no manual errors or duplicate entries. You’ll even have all the correct models set up (and funds allocated) if you collected that information during the proposal generation process. And eSignature makes it easy to keep track of where everyone is in the process. With TCA, it’s just that simple.
 
 
Simple Account Opening
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eSignature
Electronic signatures have quickly evolved to be more reliable and convenient than paper signatures. And with TCA, you don’t need to contract with a separate vendor, because we have DocuSign eSignature capabilities available right on our Liberty platform. The benefits of eSignature are numerous:
  • De-clutter your desk and office
  • Keep track of form progress online
  • Email forms immediately
  • Reduce paperwork and mailing costs
  • Speed signing and fee collection
  • Prevent signature errors
  • Avoid litigation

esignature
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Rep Analytics
With Liberty, you can take advantage of built-in analytics that allow you to monitor your reps’ performance — which is key to running a successful firm. You can use it to identify and reward top performers, pinpoint best practices, coach underperformers, create transparency so your reps can see how they rank against each other, or even identify warning signs for your reps (e.g. losing a client).
 
Some of the metrics you can monitor include:
  • Number of new and closed accounts
  • Deposits and withdrawals
  • Total AUM
  • Average account size, number of accounts, and AUM per rep
  • Leaderboards by metric

Rep Analytics
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Prospecting Tools
Growing faster often means recruiting some help, and our one-of-a-kind prospecting database helps you recruit top representatives with characteristics ideal for your firm. You can gain access to nearly 600,000 registered reps within the Meridian-IQ database, create custom queries to find the right reps to represent your business, download and save rep lists, and then track prospects in our Contact Management module. 
 
 

Prospecting Tools
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Sales Support
Many RIAs use a network of representatives to market their investment strategies to investors. To help streamline the management of your sales force — whether a turnkey asset management program or your own group of account representatives — TCA has the following suite of tools that can help:
  • Sales Analytics – compiles and calculates real-time account data such as total worth and cash flow history.
  • Representative Activity Reports – provides management metrics on representatives’ activities.
  • Representative Fee Breakdown Reports – extends our fee management services  to include a commission fee breakdown report.
  • Broker/Dealer Check Services – processes your monthly broker/dealer commission payments when selling through licensed representatives.
  • Co-branded Statements and Online Access – customizes statements and websites with the branding of both your business and your sales partner.
  • Notification of Deposits – automatically emails you when a deposit over a specified amount is added to a client’s account.
 
Sales Support
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