Custody Services

Asset-based Pricing

Custody fees at Trust Company of America are asset-based, so they’re contingent on the client advisor’s book of business.

Asset-based pricing includes the following services:

• Asset custody services
• FDIC insurance
• Unlimited online access for advisors to the TCAdvisor II portfolio management and trading platform
• Unlimited online access for clients and representatives to the TCAccess II account information and inquiry application
• Quarterly client statement printing and mailing services
• Private labeling for TCAccess II screens and quarterly statements
• Standard and customized management and operations reports
• Management fee processing system
• Automatic ACH contributions and distributions
• Dividend reinvestment program
• Forms library
• Tax reporting
• Prospectus and proxy mailings
• Performance reporting
• Downloads and exports to advisor support services
• Dedicated conversion manager
• Dedicated post-conversion client service representative
• Access to professional information technology resources

Safe and Secure

As an independent custodian, Trust Company ensures the safekeeping of client assets by managing, tracking, and holding title to the actual securities. As an FDIC-insured depository institution, we comply with federal statutes and regulations. We’re also bound by Colorado State Banking Commission regulations that require that we segregate a substantial amount of capital, based on the total value of the assets held in custody, and mandate that we invest assets only in investments authorized by statute.

Trust Company and its employees are bonded and insured to protect clients from misconduct and malfeasance. We also maintain a comprehensive business continuity plan.