Become an Independent RIA

Traditional wirehouse models require an advisor to sell the wirehouse’s proprietary products, with the benefit of handling the back office daily functions. This comes at a cost – sometimes a substantial enough cost causing you to consider setting up and becoming your own RIA. Leaving the environment can be a daunting task, but Trust has a solution:

AN EASY REGISTRATION PROCESS WITH OUR STRATEGIC ALLIANCE PARTNER RIA IN A BOX

RIA in a Box offers three free months of basic on going compliance with a new registration to become an independent RIA. Learn more.

TRUST DOES NOT HAVE A RETAIL PRESENCE; RATHER, WE FOCUS ON HELPING THE RIA REACH THEIR FULL POTENTIAL

Statements branded with your logo
Your own branded mobile application in the Android and Apple app stores for clients
A user friendly online client site, personalized for your RIA firm, with the ability to reach out to the clients with custom notifications and newsletters
Non-competing custodian

STRONG BACK OFFICE SUPPORT WITH PERSONALIZED SERVICE AND CUTTING EDGE TECHNOLOGY

Asset custody
Trade clearing
Performance reporting
Omnibus trading
Custom reporting
GIPS compliant performance reporting
Client fee and statement family capabilities
Client billing
Model level trading (rebalance hundreds of client accounts in under 60 seconds)

EASY CLIENT TRANSITION AND SIMPLIFIED CONVERSION

Client notification templates to choose from
Customized conversion and training plan for you firm
Dedicated conversion manager to help complete forms and transfers

MARKETING SUPPORT FROM OUR TEAM, INCLUDING WEBSITE REVIEW FOR RIA

Take this quick 5-minute assessment to help you determine your career direction