Account Applications and Other Forms

General instructions are included at the beginning of each Trust form. These instructions include possible supplemental forms and additional information requirements, in most cases.

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Quick Links

New Account Requirements Matrix Custodial Account Applications IRA Applications

Retirement Plan Account Applications Account Maintenance Forms Other Forms and Documents

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New Account Requirements Matrix

• New Account Requirements Matrix
• Trust Plan Type Reference Chart

Custodial Account Applications

• Corporate, Company, Association or Sole Proprietorship
• Individual, Joint, UTMA/UGMA or Legal Application
• LLC, LLP, General Partnership or Investment Club Account  Application
• Trust Account Application

Custodial Account Supplemental Forms

• Additional Account Information Addendum
• Change Certification, Indemnification and Agreement for Trust
• Change Resolution, Indemnification and Agreement for Corporate Company
• Change Resolution, Indemnification and Agreement for Partnership, LLC or Investment Club
• Distribution Request for Non-Retirement Account
• Systematic Contribution Distribution Request for Non Retirement Account
• Transfer on Death (TOD) Account Designation
• Transfer Form
• Withholding Information Federal and State Policies

IRA Applications

• ROTH IRA Application
• SIMPLE IRA Application
• Traditional, Rollover, SEP, Custodial or SARSEP IRA Application

IRA Supplemental Forms

• Additional Account Information Addendum
• Beneficiary Distribution Request
• EZ IRA Distribution Request
• IRA Distribution Request
• IRA Systematic Contribution
• IRA Beneficiary Designation or Change Request
• Transfer Form
• Withholding Information Federal and State Policies

Retirement Plan Account Applications

• Retirement Plan Account Application
• Solo 401(k) Plan Account Application
• 403(b) Custodial Account Application

Retirement Plan Supplemental Forms

• Additional Account Information Addendum
• Custody Only Qualified Plan Distribution Request
• Prototype Retirement Plan Adoption Agreement Questionnaire
• Solo 401(k) Adoption Agreement
• Transfer Form
• Withholding Information Federal and State Policies
• 403(b) Transfer Request Addendum
• 403(b) and 457 Distribution Request

Account Maintenance Forms

• Additional Account Information Addendum
• Advisor Authorization for Distributions
• Beneficiary Distribution Request
• EZ IRA Distribution Request
• Identification Form Addendum
• IRA Distribution Request
• IRA Systematic Contribution
• IRA Beneficiary Designation or Change Request
• Non-Retirement Account Systematic Contribution/Distribution Request
• Non-Retirement Account  Distribution Request
• Transfer on Death (TOD) Account Designation
• Transfer Form
• Withholding Information Federal and State Policies
• 403(b) Transfer Request Addendum
• 403(b) and 457 Distribution Request

Other Forms and Documents

• Export Request
  • List of Available Exports
• Money Manager Listing
• Mutual Fund List (Custody Credit Program)
• Trust Insurance Coverage
• Withholding Information Federal and State Policies